Adviser Profile
| As of Date | 09/01/2026 |
| Registration | SEC, Approved, 06/05/2026 |
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| Former registrations | |
| ADV Location | MIDDLEBURY, CT, United States |
| Contact Info | 203 xxxxxxx |
| Websites |
| AUM* | 116,443,178 |
| of that, discretionary | 116,443,178 |
| Number of Employees | 2 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 673,082 |
| % High Net Worth | 25.35% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
103M
88M
74M
59M
44M
29M
15M
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name WHITTLESEY | Filing Date05/22/2026 | Form ADV-E View Report |
| Accounting Firm Name WHITTLESEY | Filing Date07/14/2025 | Form ADV-E View Report |
| Accounting Firm Name WHITTLESEY | Filing Date12/19/2024 | Form ADV-E View Report |