Adviser Profile

As of Date 04/07/2026
Registration SEC, Approved, 03/30/2026
Other registrations (4)
Former registrations

WMS GROUP LLC

Contact Info (98 xxxxxxx
Websites
AUM* 125,258,865
of that, discretionary 125,258,865
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 240,420
% High Net Worth 7.14%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

125M 107M 89M 72M 54M 36M 18M
2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees