Adviser Profile

As of Date 05/04/2026
Registration SEC, 120-Day Approval, 03/12/2026
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 171,550,000
of that, discretionary 171,550,000
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 2,117,901
% High Net Worth 31.71%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

151M 129M 108M 86M 65M 43M 22M
2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees