Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 11/25/2025
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 31,890,778
of that, discretionary 31,890,778
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 31,890,778
SMA’s No
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)

Reported AUM

32M 27M 23M 18M 14M 9M 5M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees