Adviser Profile
| As of Date | 03/04/2026 |
| Registration | SEC, Approved, 03/10/2026 |
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| Former registrations | |
| Contact Info | 312 xxxxxxx |
| AUM* | 149,257,748 |
| of that, discretionary | 123,416,103 |
| Number of Employees | 1 |
| of those in investment advisory functions | 1 |
| Private Fund GAV* | 0 |
| Avg Account Size | 387,682 |
| % High Net Worth | 29.73% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
135M
115M
96M
77M
58M
38M
19M
2025
2026
Private Funds
No private funds