Adviser Profile
| As of Date | 03/19/2026 |
| Registration | SEC, Approved, 09/11/2025 |
|
|
|
| Former registrations | |
| ADV Location | OOLTEWAH, TN, United States |
| Contact Info | 423 xxxxxxx |
| Websites |
| AUM* | 112,522,622 10% |
| of that, discretionary | 87,780,932 4% |
| Number of Employees | 4 33% |
| of those in investment advisory functions | 4 33% |
| Private Fund GAV* | 0 |
| Avg Account Size | 150,431 6% |
| % High Net Worth | 6.96% -1% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
88M
75M
63M
50M
38M
25M
13M
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name RODEFER MOSS & CO, PLLC | Filing Date10/07/2024 | Form ADV-E View Report |
| Accounting Firm Name RODEFER MOSS & CO, PLLC | Filing Date01/11/2024 | Form ADV-E View Report |