Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 09/03/2025
Other registrations (1)
ADV Location LAFAYETTE, CA, United States
Contact Info 408 xxxxxxx
AUM* 125,551,189
of that, discretionary 106,570,728 100%
Number of Employees 3 50%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 650,524
% High Net Worth 57.63%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

107M 91M 76M 61M 46M 30M 15M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees