Adviser Profile
| As of Date | 06/05/2026 |
| Registration | SEC, Approved, 09/30/2025 |
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| Former registrations | |
| ADV Location | WATERLOO, IA, United States |
| Contact Info | (31 xxxxxxx |
| Websites |
| AUM* | 137,388,022 6% |
| of that, discretionary | 120,425,753 5% |
| Number of Employees | 2 |
| of those in investment advisory functions | 1 |
| Private Fund GAV* | 0 |
| Avg Account Size | 257,764 8% |
| % High Net Worth | 20.28% 29% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Reported AUM
120M
103M
86M
69M
52M
34M
17M
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP | Filing Date04/27/2026 | Form ADV-E View Report |