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Adviser Profile

As of Date 08/26/2026
Registration SEC, Approved, 08/08/2025
Other registrations (1)
ADV Location GUILFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 229,860,232
of that, discretionary 229,860,232 100%
Number of Employees 4
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 468,147
% High Net Worth 77.19%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

230M 197M 164M 131M 99M 66M 33M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$10,405,752 % Position8.00% $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$10,124,771 % Position7.00% $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$8,406,656 % Position6.00% $ Change # Change
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$4,998,607 % Position4.00% $ Change # Change
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,175,793 % Position4.00% $ Change # Change
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$5,373,851 % Position4.00% $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$5,726,765 % Position4.00% $ Change # Change
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$3,685,136 % Position3.00% $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$4,003,559 % Position3.00% $ Change # Change
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$2,063,056 % Position2.00% $ Change # Change