Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 08/05/2025
Other registrations (1)
ADV Location UPLAND, CA, United States
Contact Info 909 xxxxxxx
Websites
AUM* 359,215,149
of that, discretionary 327,309,565 100%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 473,899
% High Net Worth 22.93%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

327M 281M 234M 187M 140M 94M 47M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,159,362 % Position4.00% $ Change26.00% # Change2.00%
Stck Ticker316092113 Stock NameFIDELITY COVINGTON TRUST $ Position$7,674,705 % Position4.00% $ Change15.00% # Change-1.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$6,540,137 % Position4.00% $ Change12.00% # Change13.00%
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$6,539,241 % Position4.00% $ Change-15.00% # Change-15.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$4,753,193 % Position3.00% $ Change3.00% # Change2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$5,522,153 % Position3.00% $ Change25.00% # Change9.00%
Stck Ticker219350105 Stock NameCORNING INC $ Position$5,222,254 % Position3.00% $ Change96.00% # Change4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$5,085,355 % Position3.00% $ Change17.00% # Change2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,037,978 % Position3.00% $ Change19.00% # Change4.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$6,312,023 % Position3.00% $ Change50.00% # Change23.00%