Adviser Profile

As of Date 06/22/2026
Registration SEC, Approved, 06/26/2025
Other registrations (1)
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 442,974,405
of that, discretionary 442,974,405 100%
Number of Employees 4 300%
of those in investment advisory functions 3 200%
Private Fund GAV* 0
Avg Account Size 838,967
% High Net Worth 53.01%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

443M 380M 316M 253M 190M 127M 63M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees