Adviser Profile

As of Date 06/18/2026
Registration SEC, Approved, 06/23/2025
Other registrations (1)
ADV Location MISSION VIEJO, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 400,242,629
of that, discretionary 357,716,131
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 516,442
% High Net Worth 40.20%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

358M 307M 256M 204M 153M 102M 51M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$11,583,989 % Position4.00% $ Change1.00% # Change-3.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$12,234,958 % Position4.00% $ Change15.00% # Change25.00%
Stck TickerY7542C130 Stock NameSCORPIO TANKERS INC $ Position$12,644,798 % Position4.00% $ Change-11.00% # Change1.00%
Stck Ticker464288638 Stock NameISHARES TR $ Position$10,810,472 % Position3.00% $ Change3.00% # Change12.00%
Stck Ticker74348A467 Stock NamePROSHARES TR $ Position$8,043,548 % Position3.00% $ Change14.00% # Change137.00%
Stck Ticker381430503 Stock NameGOLDMAN SACHS ETF TR $ Position$10,574,198 % Position3.00% $ Change4.00% # Change3.00%
Stck TickerY0207T100 Stock NameARDMORE SHIPPING CORP $ Position$10,013,438 % Position3.00% $ Change-13.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$4,761,709 % Position2.00% $ Change18.00% # Change11.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$6,893,604 % Position2.00% $ Change16.00% # Change-1.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$6,372,439 % Position2.00% $ Change51.00% # Change9.00%