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Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 06/24/2025
Other registrations (1)
ADV Location SHELTON, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 297,932,861
of that, discretionary 297,932,861 100%
Number of Employees 13 1200%
of those in investment advisory functions 11 1000%
Private Fund GAV* 0
Avg Account Size 447,347
% High Net Worth 17.16%
SMA’s No
Private Funds 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

298M 255M 213M 170M 128M 85M 43M
2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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