Adviser Profile

As of Date 03/09/2026
Registration SEC, Approved, 06/13/2025
ADV Location NEW YORK, NY, United States
Contact Info 917 xxxxxxx
Websites
AUM* 226,357,000 110%
of that, discretionary 226,357,000 110%
Number of Employees 7 250%
of those in investment advisory functions 5 400%
Private Fund GAV* 0
Avg Account Size 7,805,414 -78%
% High Net Worth 3.45% 100%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

226M 194M 162M 129M 97M 65M 32M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees