Adviser Profile
| As of Date | 02/26/2026 |
| Registration | SEC, Approved, 04/28/2025 |
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| Former registrations | |
| ADV Location | CHARLOTTE, NC, United States |
| Contact Info | 704 xxxxxxx |
| Websites |
| AUM* | 145,146,348 44% |
| of that, discretionary | 145,146,348 45% |
| Number of Employees | 11 38% |
| of those in investment advisory functions | 6 100% |
| Private Fund GAV* | 0 |
| Avg Account Size | 159,853 5% |
| % High Net Worth | 8.62% -39% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
145M
124M
104M
83M
62M
41M
21M
2025
2026
Private Funds
No private funds