Adviser Profile

As of Date 04/16/2026
Registration SEC, Approved, 04/24/2025
Other registrations (1)
ADV Location SANTA ROSA, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 350,000,000 14%
of that, discretionary 350,000,000 14%
Number of Employees 4 -20%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 388,027 3%
% High Net Worth 57.23% 124%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

350M 300M 250M 200M 150M 100M 50M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees