Adviser Profile
| As of Date | 08/05/2026 |
| Registration | SEC, Approved, 04/21/2025 |
|
|
|
| Former registrations | |
| ADV Location | NORTH ANDOVER, MA, United States |
| Contact Info | 978 xxxxxxx |
| Websites |
| AUM* | 102,400,806 2% |
| of that, discretionary | 80,131,974 -8% |
| Number of Employees | 5 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 419,675 4% |
| % High Net Worth | 22.07% 19% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
87M
75M
62M
50M
37M
25M
12M
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name WARREN AVERETT | Filing Date02/24/2026 | Form ADV-E View Report |
| Accounting Firm Name WARREN AVERETT | Filing Date01/27/2025 | Form ADV-E View Report |
| Accounting Firm Name WARREN AVERETT, LLC | Filing Date04/03/2024 | Form ADV-E View Report |
| Accounting Firm Name WARREN AVERETT | Filing Date03/07/2024 | Form ADV-E View Report |
| Accounting Firm Name WARREN AVERETT LLC | Filing Date10/30/2023 | Form ADV-E View Report |