Adviser Profile
| As of Date | 03/11/2026 |
| Registration | SEC, Approved, 04/11/2025 |
|
|
|
| Former registrations | |
| Contact Info | (61 xxxxxxx |
| Websites |
| AUM* | 134,098,272 18% |
| of that, discretionary | 134,098,272 18% |
| Number of Employees | 3 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 396,740 14% |
| % High Net Worth | 44.83% 7% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
134M
115M
96M
77M
57M
38M
19M
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ASSURANCE DIMENSIONS | Filing Date12/18/2025 | Form ADV-E View Report |