Adviser Profile
| As of Date | 01/28/2026 |
| Registration | SEC, Approved, 03/04/2025 |
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| Former registrations | |
| ADV Location | PASADENA, CA, United States |
| Contact Info | 626 xxxxxxx |
| Websites |
| AUM* | 141,290,000 25% |
| of that, discretionary | 141,290,000 25% |
| Number of Employees | 2 |
| of those in investment advisory functions | 1 |
| Private Fund GAV* | 0 |
| Avg Account Size | 474,128 20% |
| % High Net Worth | 49.60% 32% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- Fixed fees (other than subscription fees)
Reported AUM
141M
121M
101M
81M
61M
40M
20M
2025
2026
Private Funds
No private funds