Adviser Profile

As of Date 09/08/2026
Registration SEC, Approved, 03/25/2025
Other registrations (1)
Contact Info (95 xxxxxxx
Websites
AUM* 196,542,000
of that, discretionary 196,542,000 100%
Number of Employees 5 25%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 238,812
% High Net Worth 30.94%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

197M 168M 140M 112M 84M 56M 28M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees