Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 12/12/2024
ADV Location LITTLE ROCK, AR, United States
Contact Info 501 xxxxxxx
Websites
AUM* 1,009,767,986
of that, discretionary 766,201,048 100%
Number of Employees 5 150%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 1,207,856
% High Net Worth 61.73%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

766M 657M 547M 438M 328M 219M 109M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERWIN & COMPANY Filing Date11/06/2025 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker032654105 Stock NameAnalog Devices Inc $ Position$23,445 % Position4.00% $ Change12.00% # Change-10.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$20,175 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker17275R102 Stock NameCisco Systems Inc $ Position$24,362 % Position4.00% $ Change42.00% # Change-6.00%
Stck Ticker931142103 Stock NameWal-Mart Stores Inc $ Position$24,680 % Position4.00% $ Change-11.00% # Change-3.00%
Stck Ticker883556102 Stock NameThermo Fisher Scientific Inc $ Position$15,420 % Position3.00% $ Change2.00% # Change0.00%
Stck Ticker880770102 Stock NameTeradyne Inc $ Position$16,581 % Position3.00% $ Change30.00% # Change-20.00%
Stck Ticker808513105 Stock NameCharles Schwab Corp $ Position$16,815 % Position3.00% $ Change-2.00% # Change0.00%
Stck Ticker00508Y102 Stock NameAcuity Brands Inc $ Position$18,138 % Position3.00% $ Change33.00% # Change-1.00%
Stck Ticker30233Q108 Stock NameExxon Mobil Corp $ Position$15,320 % Position3.00% $ Change # Change
Stck Ticker46982L108 Stock NameJacobs Solutions Inc $ Position$16,133 % Position3.00% $ Change1.00% # Change2.00%