Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 12/20/2024
Other registrations (1)
ADV Location COLD SPRING, NY, United States
Contact Info 845 xxxxxxx
Websites
AUM* 32,447,668
of that, discretionary 32,447,668 100%
Number of Employees 2 100%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 438,482
% High Net Worth 32.61%
SMA’s No
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

32M 28M 23M 19M 14M 9M 5M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees