Adviser Profile
| As of Date | 07/14/2026 |
| Registration | SEC, Approved, 11/29/2024 |
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| Former registrations | |
| ADV Location | DUBUQUE, IA, United States |
| Contact Info | 563 xxxxxxx |
| Websites |
| AUM* | 146,201,122 16% |
| of that, discretionary | 146,201,122 16% |
| Number of Employees | 4 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 77,849 -11% |
| % High Net Worth | 1.82% 31% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
Reported AUM
146M
125M
104M
84M
63M
42M
21M
2024
2025
2026
Private Funds
No private funds