Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 10/18/2024
Other registrations (1)
ADV Location DOWNEY, CA, United States
Contact Info 866 xxxxxxx
Websites
AUM* 517,315,000
of that, discretionary 517,315,000 100%
Number of Employees 3
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 170,562
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Reported AUM

519M 445M 371M 297M 222M 148M 74M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees