Adviser Profile

As of Date 07/17/2026
Registration SEC, Approved, 10/17/2024
Other registrations (1)
ADV Location CHARLOTTE, NC, United States
Contact Info 877 xxxxxxx
Websites
AUM* 223,538,419 47%
of that, discretionary 223,538,419 47%
Number of Employees 4 -20%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 415,499 11%
% High Net Worth 26.09% 9%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

224M 192M 160M 128M 96M 64M 32M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees