Adviser Profile

As of Date 07/27/2026
Registration SEC, Approved, 09/30/2024
Other registrations (1)
ADV Location PLANO, TX, United States
Contact Info 800 xxxxxxx
Websites
AUM* 403,142,852
of that, discretionary 403,142,852 100%
Number of Employees 9 13%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 480,504
% High Net Worth 29.96%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

403M 346M 288M 230M 173M 115M 58M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$21,540,891 % Position6.00% $ Change17.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$17,668,032 % Position5.00% $ Change2644.00% # Change2307.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$15,763,055 % Position4.00% $ Change11.00% # Change10.00%
Stck Ticker46138G698 Stock NameINVESCO EXCH TRADED FD TR II $ Position$11,616,562 % Position3.00% $ Change12.00% # Change1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$10,894,579 % Position3.00% $ Change22.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$10,100,611 % Position3.00% $ Change16.00% # Change2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$9,895,623 % Position3.00% $ Change40.00% # Change22.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$8,741,138 % Position2.00% $ Change29.00% # Change1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$8,289,197 % Position2.00% $ Change932.00% # Change730.00%
Stck Ticker46138J791 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$6,000,442 % Position2.00% $ Change-4.00% # Change-4.00%