Adviser Profile

As of Date 04/27/2026
Registration SEC, Approved, 10/08/2024
Other registrations (1)
ADV Location APPLETON, WI, United States
Contact Info 920 xxxxxxx
Websites
AUM* 168,219,428
of that, discretionary 168,219,428 100%
Number of Employees 3 -25%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 202,187
% High Net Worth 13.87%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

168M 144M 120M 96M 72M 48M 24M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q373 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$12,074,135 % Position10.00% $ Change9.00% # Change2.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$12,256,536 % Position10.00% $ Change16.00% # Change1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$8,617,100 % Position7.00% $ Change0.00% # Change0.00%
Stck Ticker33741X102 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$7,607,868 % Position6.00% $ Change11.00% # Change2.00%
Stck Ticker33740F888 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$6,093,535 % Position5.00% $ Change2.00% # Change2.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$4,532,200 % Position4.00% $ Change12.00% # Change1.00%
Stck Ticker33733E104 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$5,007,533 % Position4.00% $ Change4.00% # Change2.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$5,172,653 % Position4.00% $ Change6.00% # Change3.00%
Stck Ticker33739Q200 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$3,447,564 % Position3.00% $ Change1.00% # Change1.00%
Stck Ticker66538H534 Stock NameNORTHERN LTS FD TR IV $ Position$2,223,055 % Position2.00% $ Change19.00% # Change-3.00%