Adviser Profile

As of Date 09/10/2026
Registration SEC, Approved, 08/22/2024
Other registrations (1)
ADV Location SARATOGA SPRINGS, NY, United States
Contact Info 518 xxxxxxx
Websites
AUM* 38,960,000 53%
of that, discretionary 38,960,000 53%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 306,772 6%
SMA’s No
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

39M 33M 28M 22M 17M 11M 6M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees