Adviser Profile
| As of Date | 05/18/2026 |
| Registration | SEC, Approved, 08/16/2024 |
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| Former registrations | |
| ADV Location | SANTA MARIA, CA, United States |
| Contact Info | 805 xxxxxxx |
| Websites |
| AUM* | 228,610,000 20% |
| of that, discretionary | 228,610,000 173% |
| Number of Employees | 5 -29% |
| of those in investment advisory functions | 5 -29% |
| Private Fund GAV* | 0 |
| Avg Account Size | 346,904 4% |
| % High Net Worth | 7.74% -15% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
229M
196M
163M
131M
98M
65M
33M
2024
2025
2026
Private Funds
No private funds