Adviser Profile

As of Date 03/21/2026
Registration SEC, Approved, 08/09/2024
Other registrations (1)
ADV Location SMITHTOWN, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 174,100,000 28%
of that, discretionary 174,100,000 28%
Number of Employees 2 -50%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 399,312 -34%
% High Net Worth 45.87% -27%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

174M 149M 124M 99M 75M 50M 25M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$6,088,202 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$4,797,968 % Position3.00% $ Change23.00% # Change6.00%
Stck Ticker808524508 Stock NameSCHWAB STRATEGIC TR $ Position$4,062,815 % Position3.00% $ Change19.00% # Change0.00%
Stck Ticker88160R101 Stock NameTESLA INC $ Position$4,545,846 % Position3.00% $ Change11.00% # Change-2.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$4,069,280 % Position3.00% $ Change177.00% # Change-3.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$4,497,302 % Position3.00% $ Change22.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$2,646,069 % Position2.00% $ Change16.00% # Change2.00%
Stck TickerN07059210 Stock NameASML HLDG NV $ Position$3,000,071 % Position2.00% $ Change51.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$3,606,946 % Position2.00% $ Change25.00% # Change1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$3,193,215 % Position2.00% $ Change36.00% # Change19.00%