Adviser Profile
| As of Date | 05/12/2026 |
| Registration | SEC, Approved, 07/17/2024 |
|
|
|
| Former registrations | |
| ADV Location | MT. STERLING, KY, United States |
| Contact Info | 859 xxxxxxx |
| Websites |
| AUM* | 148,313,084 28% |
| of that, discretionary | 148,313,084 28% |
| Number of Employees | 6 20% |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 256,154 3% |
| % High Net Worth | 23.60% 10% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
148M
127M
106M
85M
64M
42M
21M
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name DEAN DORTON ALLEN FORD, PLLC | Filing Date02/05/2026 | Form ADV-E View Report |