Adviser Profile

As of Date 02/09/2026
Registration SEC, Approved, 07/01/2024
Other registrations (1)
ADV Location FAIRFIELD, CA, United States
Contact Info (70 xxxxxxx
Websites
AUM* 331,919,831 -3%
of that, discretionary 331,919,831 -3%
Number of Employees 7 75%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 448,540 17%
% High Net Worth 41.90% 7%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

344M 295M 246M 197M 147M 98M 49M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$22,812,609 % Position10.00% $ Change24.00% # Change-3.00%
Stck Ticker33741X102 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$17,987,007 % Position8.00% $ Change7.00% # Change-2.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$17,963,322 % Position8.00% $ Change-2.00% # Change-4.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$17,884,685 % Position8.00% $ Change7.00% # Change-1.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$14,903,724 % Position7.00% $ Change15.00% # Change0.00%
Stck Ticker97717X669 Stock NameWISDOMTREE TR $ Position$15,276,773 % Position7.00% $ Change5.00% # Change-3.00%
Stck Ticker00039J830 Stock NameAB ACTIVE ETFS INC $ Position$12,916,921 % Position6.00% $ Change-13.00% # Change-14.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$13,547,816 % Position6.00% $ Change27.00% # Change0.00%
Stck Ticker46434V449 Stock NameISHARES TR $ Position$11,186,794 % Position5.00% $ Change11.00% # Change0.00%
Stck Ticker97717X594 Stock NameWISDOMTREE TR $ Position$11,881,597 % Position5.00% $ Change9.00% # Change1.00%