Firm Description The WealthPlan LLC (“WealthPlan”) was founded in 2016 and became registered as an investment adviser in 2020. David Warshaw is 100% owner. Types of Advisory Services Wealth Planner The Wealth Planner service encompasses two options for clients. The first offering includes different types of discretionary asset management programs that may include investment strategies, investment selection, asset allocation, portfolio monitoring, selection and monitoring of sub-advisory accounts, alternative investment access, third party money management services, and held-away account management. The client will authorize WealthPlan discretionary authority to execute selected investment program transactions as stated within the Client Agreement. The portfolio(s) will be built by determining individual investment goals, time horizons, objectives, and risk tolerance. The second offering includes single-issue or comprehensive financial planning & advice that may be provided at the client's request which includes some or all of the following planning topics: investment & account reviews, tax planning & insurance optimization, retirement & cash flow, and estate planning & assistance to loved ones. This service may include the availability of phone calls, virtual meetings, and (or) in-person meetings, and email correspondence. This service has monthly, quarterly, or annual billing options and is offered on a limited-term or ongoing basis. Third-Party Money Management Services (“TPMMs”) & Sub-Advisory Accounts (“SAA”) WealthPlan may recommend third-party money managers (“TPMMs”) to manage part or the client’s entire portfolio. TPMMs may be recommended when the TPMMs’ philosophy, investment strategy, and style meet the client's financial situation, investment objectives, and risk tolerance. The asset management services provided by the TPMMs, the compensation to be paid, and other terms of the relationship between the client and the TPMMs will be described in the TPMMs’ disclosure documents and its managed account agreement. We will receive a portion of the investment advisory fee paid by the client to the TPMMs. Or, when appropriate, we may enter into sub-advisory agreements for separately managed account(s) with another registered investment adviser. Such SAAs are normally established to fulfill specific strategy mandates required in our efforts to meet our client's goals and objectives. The utilization of SAAs occurs most often with high-net-worth clients. We will periodically perform due diligence reviews or review due diligence reports provided by the sub-advisory firm. We will maintain the executed agreements for these arrangements on file for review and presentation to our SAA clients upon request. We will select and recommend one or more sub-advisor managers that we believe are appropriate for the client’s needs and objectives. We do not make individual security selection decisions in the account that is serviced by the sub-advisor. The sub-advisor will buy and sell securities over time as they manage the account directly on the client’s behalf. We will monitor the investment account, but not to the same degree as accounts we directly manage. We will review the sub-advisor’s reports and investment returns and perform periodic due diligence on the sub-advisor. When the sub-advisory arrangement is made for a client, we will deliver the Form ADV Part 2A, Form CRS, and investment advisory agreement of the sub- advisor to the client. Any such recommendation by us may constitute a conflict of interest. To address this conflict, we provide full disclosure to such clients of our relationship with and compensation from such third-party sub-advisory

firm. For a full description of the services offered by a sub-advisory firm we select and recommend, clients should refer to that sub-advisor’s Form ADV (also available at: https://adviserinfo.sec.gov), advisory contract, and other available disclosure documents. 7 Alternative Investment Access We may from time to time recommend that our client purchase an alternative investment not held at Schwab. WealthPlan may charge a flat one-time or ongoing annual fee based on the investment recommended for introductory, investment access, and (or) ongoing oversight services. Annual fees can be paid monthly, quarterly, or annually. Any such recommendation by us may constitute a conflict of interest. To address this conflict, we provide full disclosure of our relationship with and compensation from the third-party advisor or sponsor to the client. Additionally, when clients are advised by our firm to make investments in private investment funds, the client is charged fees directly by the private investment fund as mutually agreed in their respective partnership or investment advisory agreements. In some instances, WealthPlan will receive as compensation a percentage of the carry charged by the Sponsor to the client. Due to WealthPlan being a registered investment advisor, clients will not pay broker-dealer commissions for these investments. Held Away Account Services In cases where the client chooses to have WealthPlan advise on assets that are not held at a Charles Schwab, WealthPlan can provide investment management services of those held-away accounts through third-party portfolio management providers such as Pontera or Eaglebrook Advisors. For held-away accounts, we have the discretion to review & monitor current holdings, available investment options, adjust or rebalance, and implement our strategies as necessary on behalf of the Client, considering the Client’s evolving individual circumstances, goals, and objectives. WealthPlan uses the Eaglebrook Advisors platform to manage client’s digital assets. Pontera provides an order management system to implement asset allocation or rebalancing strategies on behalf of the client in their 401(k) accounts, 403(b) accounts, 457 accounts, 529 plans, variable annuities, and HSA accounts. Access to held away accounts is achieved by the Client permitting via a provided link through Pontera for the Firm to make asset allocation changes via the Client’s online login credential. These online credentials are never made available to, or held, or stored by WealthPlan. The firm will have permission to make changes to the allocation of funds or other securities in the account. Since access is restricted, WealthPlan will not be able to add or subtract the investment options, modify plan policies or fees, access the financial assets in the account, or make deposits, withdrawals, or distributions. The assets will be monitored by the IAR and the investment management team to ensure the portfolio adheres to the investment objectives and risk tolerances of the Client. These assets are included in calculating the total assets under management when assessing the annual advisory fee. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written client consent. Wrap Fee Programs WealthPlan does not sponsor any wrap fee programs. Client Assets under Management WealthPlan, as of December 31, 2023 has $62,755,060 Assets Under Management.