9AT: ARC ADVISORY LLC

ARC ADVISORY LLC

ARC ADVISORY LLC

Adviser Profile

As of Date	08/19/2026
Registration	SEC, Approved, 04/18/2024
Other registrations (1)	SEC, 120-Day Approval, 04/18/2024
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	(51 xxxxxxx
Websites

AUM^*	708,278,677 61%
of that, discretionary	0
Number of Employees	25 -29%
of those in investment advisory functions	8 -11%
Private Fund GAV^*	0
Avg Account Size	929,500 -54%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

708M 607M 506M 405M 304M 202M 101M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Arc Advisory LLC (“Arc Advisory, we, us, our, ours”) is registered as an investment adviser with the United States Securities and Exchange Commission. Our principal place of business is located in California and also maintains an office of convenience in New York. Arc Advisory is a limited liability company formed in Delaware under the laws of Delaware. Arc Advisory was founded in 2024 and is a wholly owned subsidiary of its parent company, Arc Technologies, Inc. Arc Advisory provides a digital investment platform (the “Platform”) to its Clients. The Platform helps Clients reach their financial goals by providing access to government-backed securities and money market funds subject to Clients’ preferences, objectives, and risk tolerance. Arc Advisory currently offers its services to corporate entity accounts. Arc Advisory collects information from each Client at time of onboarding and at least annually, including specific information about a Client’s overall investment objectives. Arc Advisory will provide initial investment recommendations and at least annual updated recommendations which are based on the information provided. Arc Advisory does not accept discretion

over Client assets for fully managed accounts and Clients retain the ultimate decision of whether or not to follow such recommendations. Arc Advisory offers Clients the opportunity to transact in selected government-backed securities, money market funds, and mutual funds. Investment opportunities may be limited by the access and abilities of the clearing firm. Assets Under Management As of April 4, 2024, we were actively managing $0 of Client assets on a discretionary basis, as we do not manage assets on a discretionary basis. Approximately $0 of Client assets were managed on a non-discretionary basis (where our Clients made the investment decisions based upon our recommendations). Wrap Fee Program Arc Advisory offers a wrap fee program through which we provide portfolio management services as outlined above for one fee. The wrap fee includes our advisory fee, custodial fees, and brokerage fees. The program is more fully described in Item 5 - Fees and Compensation and our Arc Advisory, LLC Wrap Fee Program Brochure. This brochure will be provided to Clients utilizing our wrap fee program and free of charge to any Client upon request.