9AT: SETPOINT CAPITAL

SETPOINT CAPITAL

SETPOINT CAPITAL

SETPOINT MANAGEMENT LLC

Adviser Profile

As of Date	05/08/2026
Registration	SEC, Approved, 04/15/2024
ADV Location	NEW YORK, NY, United States
Contact Info	512 xxxxxxx
Websites

AUM^*	835,075,131 73%
of that, discretionary	835,075,131 73%
Number of Employees	22 5%
of those in investment advisory functions	12 9%
Private Fund GAV^*	715,842,198 111%
Avg Account Size	167,015,026 73%
SMA’s	No
Private Funds	4

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

835M 716M 596M 477M 358M 239M 119M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Private Funds Structure

	Count	GAV
{{ TypeColumnLabel }} {{ item.FundType }}	Count{{ formatCount(item.FundsCount) }}	GAV{{ formatGAV(item.AUM) }}

Pie Radar

GAV Count

Brochure Summary

Overview

Advisory Business The Adviser is an investment adviser with its principal place of business in New York, New York. In addition to its primary office in New York, the Adviser has a second office in Austin, Texas. Setpoint Holdings LP (the “Parent Company”) is the sole direct owner and managing member of the Adviser, and Setpoint GP LLC is the general partner of the Parent Company. The Adviser commenced operations as an investment adviser on April 15, 2021. Each operator of the Adviser is employed by Setpoint Technologies Inc. (the “Tech Affiliate”), a separately owned and operated technology company with which the Adviser has a services agreement. Stuart Andrew Wall, Benjamin David Rubenstein, and Michael Lam are co-founders, executive team members, and board members of the Tech Affiliate, and together with Setpoint GP LLC, are

the principal owners of the Parent Company. The Adviser provides advisory services on a discretionary basis to its clients, which consist of a separately managed account and pooled investment vehicles (the “Clients”) intended for accredited investors. The Adviser will provide advice to its Clients based on specific investment objectives and strategies. The Adviser’s Clients primarily invest in credit facilities, mezzanine debt and other credit or preferred equity products. For more information about the Adviser’s investment strategy, see the discussion under Item 8 below. The Adviser will agree to tailor advisory services to the individual needs of certain Clients. As of December 31, 2023, the Adviser had approximately $299,866,295 in Client assets under management, all of which were being managed on a discretionary basis.

SETPOINT CAPITAL

SETPOINT CAPITAL

SETPOINT MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Brochure Summary

Overview

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SETPOINT CAPITAL SETPOINT CAPITAL SETPOINT MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Brochure Summary

Overview

SETPOINT CAPITAL

SETPOINT CAPITAL

SETPOINT MANAGEMENT LLC