Peerless Wealth, LLC specializes in offering investment advisory services in the form of financial planning, discretionary investment management, qualified plan consulting, and financial consulting services to individuals, high net worth individuals, families, trusts, estates, businesses and charities. Our firm is a limited liability company founded, registered with the Securities and Exchange Commission (SEC) and headquartered in the State of OH. Mr. Erik Thompson is the Principal, President, and Chief Compliance Officer (CCO) of Peerless Wealth. As of 12/31/2023 Peerless Wealth had $87,770,000 in assets under management (“AUM”) on a discretionary basis; there are no assets being managed on a non-discretionary basis. Financial Planning At Peerless Wealth we take the time to listen and learn about each and every client’s current financial position, their goals, and dreams. We do this to help both the client and Peerless Wealth get a better understanding of where the client is currently and where they would like to be in the future. This information is then used as the cornerstone in developing a comprehensive investment strategy. Peerless Wealth believes that an investor should have a thorough understanding of their current financial condition in which to build a solid financial plan. Peerless Wealth will then review each client’s current assets, income and expenses. We then look to the client’s future income needs & expenses. It is at this point that we start to create the financial plan. The information uncovered in the discovery process, such as risk tolerance and past financial behaviors and decisions, helps us to determine a target asset mix that is appropriate for the client’s goals and risk tolerance. Investment decisions are based on a client’s risk tolerance and time horizon. It is at this point the plan is agreed to and implemented. A client’s thorough understanding of the plan and the potential risks involved with various investments plays a big factor in the overall success of a financial plan. Capital markets are complex and volatile, educated investors are in a much better position to stay focused on their specific financial plan. A client that understands how their investment strategy is strategically positioned to align with their financial plan has a greater chance of sticking to their financial plan, thus increasing their odds of reaching the desired goals. A clear picture and understanding of their time horizon and risk tolerance is vital to the success of each and every financial plan. At Peerless Wealth, we designed our financial planning process to help our clients stay focused on achieving their goals and objectives. Peerless Wealth’s financial plans are dynamic and will change over time based on changes in a client’s personal situation as well as external changes in their environment and life in general. Clients and Peerless Wealth should revisit a client’s financial plan at least annually to determine if any changes are warranted. Investment Management Services Peerless Wealth offers investment management services to its clients

that consist of ongoing financial advice and discretionary and/or non-discretionary investment management services. Peerless Wealth provides financial planning and consulting services as part of Peerless Wealth’s investment management services. This would include the client’s necessary for Peerless Wealth to develop an investor profile and target asset mix. Peerless Wealth assists clients with the management of their investments on a discretionary and/or non- discretionary basis. Account investment structure and supervision is guided by a client’s objectives (i.e. conservative, moderate, and aggressive), investment experience, investment objectives, time horizon, liquidity needs, risk tolerance, tax circumstances, and other factors. Peerless Wealth’s investment recommendations and decisions are not limited to any specific security or industry and may include investment advice regarding the following types on investment vehicles:  Exchange Traded Funds (ETFs)  Exchange Traded Notes (ETNs)  3rd Party Money Managers  Unit Investment Trusts  Certificates of Deposit  Structured Products  Domestic Equities  Foreign Equities  Corporate Bonds  Preferred Stocks  Municipal Bonds  U.S. Treasuries  Mutual Funds  Hedge Funds  Commodities  Real Estate  Options  REITs Because investments involve varying degrees of risk, they will only be utilized or recommended when consistent with a client's stated investment goals, risk tolerance, liquidity needs, and tax circumstances. As part of Peerless Wealth’s investment management services, and depending on a client’s individual needs, Peerless Wealth has the ability to create custom portfolios or Peerless Wealth will invest client assets in one of three model portfolios developed by Peerless Wealth. Once Peerless Wealth constructs an investment portfolio for a client, Peerless Wealth will monitor each client’s investment strategy and performance on an ongoing basis and will rebalance the portfolio as Peerless Wealth finds appropriate. Clients are required to notify Peerless Wealth immediately if their financial circumstances and/or investment objectives change from what has already been disclosed to Peerless Wealth. 3rd Party money managers are available in the market place in various capacities and investment objectives. Peerless Wealth, in keeping with its fiduciary duty to its clients, may look to 3rd party money managers and the other investment vehicles mentioned above when they bring value and added diversification to a client’s specific situation. All investments used by Peerless wealth will be vetted prior to their use to ensure that they are properly registered with the appropriate governing bodies. Sub-Adviser Services The investment adviser is Tidal Investments LLC and we are the sub-adviser for an exchange traded fund, Peerless Option Income Wheel ETF (WEEL) (“the Fund”).The Fund holds options in the form of selling puts and calls. We select the underlying ETFs based on size, liquidity, and low volatility. For additional information please contact Peerless Wealth.