9AT: OAKTREE ADVISORS LLC

OAKTREE ADVISORS LLC

OAKTREE ADVISORS LLC

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Adviser Profile

As of Date	04/14/2026
Registration	SEC, Approved, 04/11/2024
Other registrations (4)	Pennsylvania, Terminated, 08/30/2024 Florida, Terminated, 08/29/2024 Pennsylvania, Approved, 10/22/2013 Florida, Approved, 08/05/2013
Former registrations	OAKTREE ADVISORS LLC
ADV Location	COOPERSBURG, PA, United States
Contact Info	(61 xxxxxxx
Websites

AUM^*	282,764,728 143%
of that, discretionary	282,764,728 143%
Number of Employees	6
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	400,517 50%
% High Net Worth	36.64% 54%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

283M 242M 202M 162M 121M 81M 40M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Oaktree Advisors LLC (“Oaktree”) has been in business since October, 2013. Paul Eichman, the firm’s only principal has been in the investment industry for 10 years. Oaktree provides personalized investment management and financial planning services. The firm provides financial advice to individuals, trusts, foundations, endowments and corporations. If you do not receive a copy of this brochure at least 48 hours prior to the execution of an Agreement, you may terminate the agreement within the first five (5) business days without penalty. Asset Management Oaktree Advisors requires each client seeking investment management services to place at least $500,000 with us. Asset management services will generally be provided on a “discretionary” basis. When Oaktree is engaged to provide asset management services on a discretionary basis, we will monitor your accounts to ensure that they are meeting your asset allocation requirements. If any changes are needed to your investments, we will make the changes. These changes may involve selling a security or group of investments and buying others or keeping the proceeds in cash. You may at any time place restrictions on the types of investments we may use on your behalf, or on the allocations to each security type. You will receive written or

electronic confirmations from your account custodian after any changes are made to your account. You will also receive statements at least quarterly from your account custodian. Clients engaging us on a discretionary basis will be asked to execute a Limited Power of Attorney (granting us the discretionary authority over the client accounts) as well as an Investment Management Agreement that outlines the responsibilities of both the client and Oaktree. In limited circumstances and as a courtesy to some clients, Oaktree may provide asset management services on a non-discretionary basis. When a client engages us to provide investment management services on a non- discretionary basis, we monitor the accounts in the same way as for discretionary services. The difference is that changes to your account will not be made until we have confirmed with you (either verbally or in writing) that our proposed change is acceptable to you. Trust Services Oaktree offers trust administration services through Counsel Trust Company. Generally, trust administration services are provided in addition to asset management services. OAKTREE ADVISORS LLC 5 Assets Under Management As of February 7, 2024, Oaktree had a total asset under management of $116,170,254 across 436 accounts. All accounts were managed on a discretionary basis.