Introduction Elysium Wealth is a Utah limited liability company, first organized in September of 2020 under the name Lift Wealth Management, LLC. Elysium Wealth first began offering advisory services in March of 2021, when it was approved by the Utah Securities Division as an investment adviser. On January 1, 2024, Elysium Wealth acquired the business of Salt Wealth Partners, LLC, a Colorado limited liability company and investment adviser. On February 1, 2024, we applied to be an SEC registered investment adviser. The experience, education, and background of its principals and investment adviser representatives can be found in the accompanying brochure supplement to this firm brochure.
Elysium Wealth is owned 100% by Elysium Holdings, LLC, a Utah limited liability company. Elysium Holdings, LLC is owned by multiple individuals. Only Carson Pearson owns 25% or more of Elysium Holdings, LLC.
Advisory Services Financial Planning We offer a broad range of financial planning services regarding management of financial resources based upon a client's individual needs. We will meet with you to gather information about your financial circumstances and objectives. After we review your financial condition and objectives, we work with you to create a financial plan designed to help you achieve your financial goals. Financial planning services may include any or all of the following:
•Cash Flow Analysis—Assessment of a client's present financial situation by collecting information regarding net worth and cash flow statements, tax returns, insurance policies, investment portfolios, pension plans, employee benefit statements, etc. The firm advises on ways to reduce risk and how to coordinate and organize records and estate information.
•Retirement Analysis—Identification of a client's long-term financial and personal goals and objectives includes advice for accumulating wealth for retirement income or appropriate distribution of assets following retirement. Potential tax implications are identified and evaluated.
•Portfolio Analysis/Investment Planning—We provide investment alternatives, including asset allocation, and effect on a client's portfolio. We evaluate economic and tax characteristics of existing investments as well as their suitability for a client's objectives. We identify and evaluate potential tax implications.
•Insurance Analysis—Includes risk management associated with advisory recommendations based on a combination of insurance types to meet a client's needs, e.g., life, health, disability, and long- term care insurances. This will necessitate an analysis of cash needs of family at death, income needs of surviving dependents, and disability income analysis.
•Education Savings Analysis—Alternatives and strategies with respect to the complete or partial funding of college or other post-secondary education. Financial plans are based on a client's financial situation based on the information provided to the firm. The recommendations and solutions are designed to achieve the client's desired goals, subject to periodic evaluation of the financial plan, which may require revision to meet changing circumstances. We should be notified promptly of any change to a client's financial situation, goals, objectives, or needs. Clients can also request financial planning services that cover a specific area, such as retirement, estate planning, or asset allocation analysis. We offer consultative services where we set an appointment to meet with you for financial planning advice for an hourly fee. You may choose to 4 accept or reject our recommendations. If you decide to proceed with our recommendations, you may do so either through our investment advisory services or by using the advisory/brokerage firm of your choice.
In some cases, our recommendations may involve the purchase of insurance products. Elysium Wealth is affiliated with Elysium Financial Solutions, LLC ("Elysium Financial"), a licensed insurance agency, through common ownership and control. Investment Adviser Representatives of Elysium Wealth may also be licensed insurance agents. Elysium Financial and our dually licensed Investment Adviser Representatives can effect transactions in insurance products and earn commission based compensation for these activities. Clients should be aware that a conflict of interest is inherent in such an arrangement. Clients are instructed that the fees paid to the firm for advisory services are separate and distinct from the commissions earned by Elysium Financial and our dually licensed investment advisor representatives. Clients of Elysium Wealth are not required to purchase insurance products from Elysium Financial or our dually licensed investment advisor representatives. Clients may choose to purchase insurance products from any insurance agency and agent of their choice.
Portfolio Management for Individuals Elysium Wealth offers discretionary asset management services to advisory clients. Elysium Wealth will offer clients ongoing asset management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment program will be based on the above factors. The client will authorize Elysium Wealth's discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement.
Selection of Other Advisers SUB-ADVISORS Currently, our asset allocation and advisory services are offered in conjunction with one or more subadvisors. The sub advisers assist our firm with back office support, trading, report preparation, and billing. We use model portfolios developed by sub-advisers and other registered investment advisers. These other advisers are responsible for the research and security selection, and Elysium Wealth is responsible for the supervision of the account and for the direct relationship with the client. Moreover, Elysium Wealth is responsible for developing an overall investment strategy that takes into account a client's goals and risk tolerance.
Our decision to utilize a given sub-advisor is based on the types of services the sub-adviser offers. In some instances, we may utilize a specific sub-advisor to gain access to certain financial vehicles that we believe best serve a client's investment objectives and risk

tolerance. The decision to place all or a portion of client funds with a sub-adviser depends on a client's investment objectives and risk tolerance and whether access to a specific fund or financial vehicle requires Elysium Wealth to place the funds with a sub-adviser.
Sub-advisers are external managers hired by Elysium Wealth to assist Elysium Wealth in the management of a client's portfolio. Elysium Wealth is responsible for all interactions with its sub- advisers; clients do not interact with Elysium Wealth's sub-advisers. Elysium Wealth has full discretion to hire and fire sub-advisers as it deems suitable. Sub-advisers will maintain the models or investment strategies agreed upon between sub-advisors and Elysium Wealth. Sub-advisers may execute trades on behalf of Elysium Wealth in client accounts. In some instances, Elysium Wealth will exercise its discretion to place client assets with the sub-adviser. Elysium Wealth retains authority to terminate the sub-adviser at Elysium Wealth's discretion. Elysium Wealth negotiates all terms, fees, and services to 5 be provided by the sub-adviser for a client's account. Elysium Wealth provides all required disclosures, brochures, and privacy information for the sub-advisers to the client at the time the client signs an advisory agreement with Elysium Wealth and at any time prior to a sub-adviser being engaged to assist in the management of a client's assets. Elysium Wealth pays the sub-advisers out of the management fee it charges to its clients. There are no additional fees to clients for Elysium Wealth engaging the services of sub-advisers.
At this time, the sub-adviser used by Elysium Wealth include Townsquare Capital, LLC (CRD #288576), Assetmark Inc. (CRD # 109018) and Eqis Capital Management (CRD #126052). While Elysium Wealth utilizes its own experience and expertise to generate an overall investment strategy for a client, Elysium Wealth utilizes the reports, analysis, and financial vehicles of its sub-advisers to implement its investment strategy. All disclosure information about these entities is available on the SEC's public disclosure site, www.adviserinfo.sec.gov. Elysium Wealth will conduct due diligence reviews on all of its sub-advisers prior to establishing a relationship with the sub-advisor and on a periodic basis afterward (no less than quarterly).
THIRD PARTY INVESTMENT ADVISORS Where Elysium Wealth does not believe it can effectively achieve a client's investment objectives, Elysium Wealth may recommend other investment advisors to clients. Clients are under no obligation to retain the services of the investment advisor recommended by Elysium Wealth. If a client does use the services of the referred advisor, the referred advisor and not Elysium Wealth will be responsible for all reviews with the client, providing all required disclosures, and handling all aspects of the advisory relationship. Elysium Wealth may be compensated for referrals that it sends to other advisers, which may result in a conflict of interest. To mitigate any potential conflict, Elysium Wealth is required to disclose all compensation it may receive by referring someone to a third-party advisor. At this time, Elysium Wealth has no specific agreements with third-party advisors for the payment of referral fees.
Publications and Newsletters From time to time, Elysium Wealth will publish blogs, articles, and newsletters with the intent to inform its clients and the general public about topics related to asset management and retirement planning. These publications are provided at no cost to the public or to Elysium Wealth's clients.
Educational Seminars From time to time, Elysium Wealth may provide educational seminars and materials related to financial, tax, estate and other areas of planning. These education events are provided at no cost to the public or to Elysium Wealth's clients.
Wrap Fee Programs Wrap fees tend to only benefit clients with investment strategies that involve high trade volume. At this time, Elysium Wealth does not utilize strategies that depend on a high trade volume. As such, Elysium Wealth does not sponsor any wrap fee programs and does not intend to utilize any wrap fee programs of a sub-advisor. In the unlikely event that Elysium Wealth identifies a client who would benefit from high trade volume, Elysium Wealth may engage a sub-advisor that utilized a wrap fee program. Any fees associated with the program would be included as part of Elysium Wealth's portfolio management fees.
IRA Rollover Recommendations 6 Effective December 20, 2021 (or such later date as the US Department of Labor ("DOL") Field Assistance Bulletin 2018-02 ceases to be in effect), for purposes of complying with the DOL's Prohibited Transaction Exemption 2020-02 ("PTE 2020-02") where applicable, we are providing the following acknowledgment to you. When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule's provisions, we must:
•Meet a professional standard of care when making investment recommendations (give prudent advice);
•Never put our financial interests ahead of yours when making recommendations (give loyal advice);
•Avoid misleading statements about conflicts of interest, fees, and investments;
•Follow policies and procedures designed to ensure that we give advice that is in your best interest;
•Charge no more than is reasonable for our services; and
•Give you basic information about conflicts of interest. We benefit financially from the rollover of your assets from a retirement account to an account that we manage or provide investment advice, because the assets increase our assets under management and, in turn, our advisory fees. As a fiduciary, we only recommend a rollover when we believe it is in your best interest.
Client Assets Under Management As of February 6, 2024, we provide continuous management services for $116,022,527 in client assets on a discretionary basis.