Holos Integrated Wealth, LLC (referred to herein as “Holos Integrated Wealth,” “Holos,” “Firm,” “we,” and “our”) is an independent investment advisory firm that is registered with the U.S. Securities and Exchange Commission (“SEC”). The Firm was formed in 2015 as a limited liability company in Pennsylvania and is currently wholly owned by Dave Matulewicz and Brian Stephenson. Mr. Stephenson is the Firm’s Chief Compliance Officer. For more information about Mr. Matulewicz and Mr. Stephenson, please see their brochure supplements (Form ADV Part 2B). A. Types of Advisory Services: The Firm offers the following types of advisory services. 1. Wealth Management Wealth management services are provided on a discretionary basis. Clients will be asked to grant discretionary authority to the Firm by signing our Investment Advisory Agreement. “Discretionary authority” simply means we decide what securities to buy and sell for clients, and the time and price at which they are bought and sold, without seeking or obtaining the client’s approval of each transaction. Members of our investment team will meet with the client to develop an understanding of the client’s financial objectives and goals. We will also discuss concepts related to risk, as well as the client’s ability and willingness to take on risk in the client’s overall investment portfolio. We will ask the client questions designed to determine the appropriate investment horizon, risk profile, financial goals, income and other various items we deem necessary. Clients are given the ability to impose reasonable restrictions on their management of their investments, including specific investment selections and sectors. However, the Firm will not enter into an investment advisor relationship with a client whose investment objectives may be considered incompatible with the Firm’s investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. After we meet with a client, we will develop a portfolio customized to the specific needs of the client as we understand them based on our discussions with the client and review of the client questionnaire. Each client will be asked to open one or more trading account (“Account(s)”) at a “qualified custodian,” which is usually a securities broker-dealer, bank, or trust company (the “Custodian”). We will implement transactions on the client’s behalf and according to the client’s profile in the Account(s). This portfolio may comprise, among other things, stocks, bonds, preferred securities, publicly traded partnerships, ETFs, mutual funds, separately managed accounts, listed options on ETFs and stocks, cash or cash equivalents and select alternative investments. Unless otherwise agreed to, We will also monitor the client’s Account(s) to ensure that they are meeting the client’s investment objectives and other requirements. If any changes are needed to the client’s investments, We will either make the changes or recommend the changes to the client. These changes may involve selling a security or group of investments and/or buying others, or keeping the proceeds in cash or some liquid alternative. The client will receive written

or electronic confirmations from the Custodian after any changes are made in the client’s Account(s). The client will also receive statements at least quarterly from the Custodian. Our Investment Advisory Agreement outlines the responsibilities of both the client and the Firm. 2. Financial Planning For those clients who select the service, the Firm provides stand-alone financial planning based upon an analysis of each client’s current situation, goals, and objectives. Financial planning services will typically involve preparing and delivering a financial plan after consultation with the client and a review of relevant client records. Recommendations made in any financial plan are based on the client’s financial goals and objectives. This planning or consulting may encompass advice regarding real estate purchases, investment planning, retirement planning, estate planning, charitable planning, education planning, corporate and personal tax planning, corporate structure, mortgage/debt analysis, insurance analysis or business and personal financial planning. Prior to engaging our Firm to provide planning services, clients are generally required to enter into a Financial Planning Agreement with the Firm setting forth the terms and conditions of the engagement and describing the scope of the services to be provided and the fees charged. Implementation of any recommendations contained in the financial plan will be at the discretion of the client. Clients are free to implement recommendations through another financial adviser of firm and are under no obligation to implement the recommendations through us or within the Account(s) 3. Retirement Plan Rollovers Sometimes we will recommend that a client “roll over” assets that are held in an existing tax-qualified retirement account, such as a 401(K), to be managed by us in an Individual Retirement Account (“IRA”) or other similar account. A client or prospective client leaving an employer typically has four options regarding an existing retirement plan, and may engage in a combination of these options: (i) leave the money in the former employer’s plan, if permitted; (ii) roll over the assets to the new employer’s plan, if one is available and rollovers are permitted; (iii) roll over to an IRA, or (iv) cash out the account value. When we provide investment advice to clients regarding their retirement plan account or individual retirement account, we are “fiduciaries” within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. If we recommend that a client roll over their retirement assets into an account to be managed by us, such a recommendation creates a conflict of interest if we will earn an advisory fee on the rolled-over assets. We address this conflict of interest by ensuring any such recommendations are in the client’s best interest. No client is under any obligation to roll over retirement assets to an account to be managed by us. B. Regulatory Assets Under Management As of April 30, 2024, Holos Integrated Wealth manages $167,000,000 in client assets. All assets are managed on a discretionary basis.