A. Description of the Advisory Firm Eastsound Capital Advisors, LLC, an SEC Registered Investment Advisory (“RIA”) firm, is a Limited Liability Company organized in the State of Washington. This firm was formed in December of 2011, and the principal owner is Jeffrey Garett Pietsch. The firm does business as Capital Advisors 360, Advisors 360 & Western Financial. B. Types of Advisory Services Eastsound Capital Advisors, LLC (hereinafter “ECA”) offers the following services to advisory clients: Investment Supervisory Services ECA offers ongoing portfolio management services and institutional consulting services based on the individual goals, objectives, time horizon, tax status, liquidity needs and risk tolerance of each client. ECA creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, etc.) to aid in the selection of a portfolio that matches each client’s specific situation relative to current market dynamics. Investment Supervisory Services may include, but are not limited to, the following: • Investment Strategy Creation • Asset Allocation Determination
• Regular Portfolio Monitoring • Personal Investment Policy Development
• Newsletter/ Website Articles
• Portfolio Planning, Execution and Monitoring ECA has discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is provided to each client. In addition, ECA may invest a portion of a client’s portfolio(s) with another specialist investment-advisor or strategist that it oversees under its discretionary authority. Services Limited to Specific Types of Investments ECA generally limits its money management selection to mutual funds, individual equities, individual bonds, options, and ETF/Ns (including levered and inverse ETF/Ns). ECA may use other securities as well to help diversify or hedge a portfolio, when applicable. Third-Party Investment Advisory Services We may also provide individualized client services through the selection of suitable third-party money managers or sub-advisors. Factors considered in the selection of a third-party manager include, but may not be limited to, an IAR’s preference for a particular third-party manager, client risk tolerance, investment timeframes, goals, and objectives, as well as investment experience, and the amount of assets available for investment. Envestnet, Inc. and Northern Capital Securities Corp. are Third-Party Investment money managers that can be utilized by ECA and its IAR’s. Aria Wealth Management, LLC is another third-party service provider utilized by ECA. Mr. Lawrence Pizzella of Aria Wealth Management may access client account information to provide administrative support only for the Envestnet platform. All third-party asset managers to whom we refer clients are licensed as investment advisers by their resident states and any applicable jurisdictions or by the Securities and Exchange Commission. Sub-Advisor and Signal Services ECA may also serve as a sub-advisor and/or signal service provider to other advisors unaffiliated with ECA. These third-party advisors may outsource portfolio management and/or portfolio strategist services to ECA. This relationship will be memorialized in each contract between ECA and the third-party advisor. Financial Planning Services ECA provides a variety of financial planning services to individuals and families pursuant to a written financial planning agreement. Services are offered in several areas of a Client’s financial situation, depending on their goals, objectives and financial situation. Clients may choose a one-time financial plan prepared for a pre-determined flat fee or may choose to engage Eastsound

Capital Advisors, LLC on an ongoing basis. Generally, a financial plan is designed to help you with all or most aspects of financial planning. Such financial planning services will involve preparing a financial plan based on the Client’s financial goals and objectives. This planning may encompass one or more areas of need, including, but not limited to investment planning, retirement planning, personal savings, education savings, insurance needs and other areas of a Client’s financial situation. Your Financial plan may include, but is not limited to a net worth statement, cash flow statement, a review of investment accounts and asset allocation analysis. A financial plan developed for the Client will usually include general recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations may be made that the Client start or revise their investment programs, commence or alter retirement savings, establish education savings and/or charitable giving programs. ECA may also refer Clients to an accountant, attorney or another specialist, as appropriate for their unique situation. For certain financial planning engagements, the Advisor will provide a written summary of Client’s financial situation, observations, and recommendations. For consulting or ad-hoc engagements, the Advisor may not provide a written summary. Plans are completed within six months of contract date, assuming all information and documents requested are provided promptly. Financial planning recommendations may pose a potential conflict between the interests of the Advisor and the interests of the Client. For example, a recommendation to engage the Advisor for investment management services or to increase the level of investment assets with the Advisor would pose a conflict, as it would increase the advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the Advisor. Educational Seminars/ Workshops ECA may provide educational seminars/workshops to clients and prospective clients to assist in evaluation of their current financial status and expose them to educational concepts that may assist them in their future personal financial decision making. Clients are not charged a fee and are under no obligation to attend or implement any transaction through the advisor; no individual investment advice is provided at these events. C. Client Tailored Services and Client Imposed Restrictions ECA offers the same suite of services to all clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches objectives, restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent ECA from properly servicing the client account, or if the restrictions would require ECA to unreasonably deviate from its standard suite of services, ECA reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. ECA DOES NOT participate in any wrap fee programs. E. Amount Under Management ECA has the following approximate assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 152,190,000.00 $0.00 March 2024