Adviser Profile

As of Date 07/15/2026
Registration SEC, Approved, 03/04/2024
Other registrations (1)
ADV Location PROSPECT, KY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 265,266,889 43%
of that, discretionary 265,266,889 43%
Number of Employees 10 43%
of those in investment advisory functions 3
Private Fund GAV* 47,538,529 76%
Avg Account Size 245,845 32%
% High Net Worth 1.77% 2%
SMA’s No
Private Funds 7 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

265M 227M 189M 152M 114M 76M 38M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
{{ TypeColumnLabel }} {{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}