A. Firm Information
Silver Lake Capital Partners LLC (“Silver Lake Capital” or the “Advisor”) is a registered investment advisor with the
U.S. Securities and Exchange Commission. The Advisor is organized as a Limited Liability Company (LLC) under
the laws of the State of Texas. Silver Lake Capital was founded in March 2013 and became a registered investment
advisor in February 2024. Silver Lake Capital is owned and operated by David Malleck (Managing Partner and Chief
Compliance Officer). This Disclosure Brochure provides information regarding the qualifications, business practices,
and the advisory services provided by Silver Lake Capital.
B. Advisory Services Offered
Silver Lake Capital offers investment advisory services to individuals, high net worth individuals, trusts, estates,
businesses, and retirement plans (each referred to as a “Client”).
The Advisor serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, the
Advisor upholds a duty of loyalty, fairness and good faith towards each Client and seeks to mitigate potential conflicts
of interest. Silver Lake Capital's fiduciary commitment is further described in the Advisor’s Code of Ethics. For more
information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client
Transactions and Personal Trading.
Wealth Management Services
Silver Lake Capital provides customized investment advisory solutions for its Clients. This is achieved through
continuous personal Client contact and interaction while providing discretionary investment management and a broad
range of comprehensive financial planning. These services are described below.
Investment Management Services - Silver Lake Capital provides customized investment management services for
its Clients. Silver Lake Capital works closely with each Client to identify their investment goals, objectives, risk
tolerance and financial situation in order to create an overall portfolio strategy. Silver Lake Capital will then construct
an investment portfolio primarily consisting of one or more unaffiliated investment managers or investment platforms
(collectively “Independent Managers”). The Advisor may also utilize low-cost, diversified mutual funds, exchange-
traded funds (“ETFs”), bonds, or options to achieve the Client’s investment goals. The Advisor may retain other types
of investments based on a Client’s legacy portfolio holdings based on portfolio fit and/or tax considerations.
Use of Independent Managers - Silver Lake Capital will recommend that Clients Independent Managers for all or a
portion of a Client’s investment portfolio based on the Client’s needs and investment objectives. The Advisor will
perform initial and ongoing oversight and due diligence over each Independent Manager to ensure the strategy
remains aligned with Client’s investment objectives and overall best interests. The Advisor will also assist the Client
in the development of the initial policy recommendations and managing the ongoing Client relationship. The Advisor
will ensure that each Independent Manager is properly licensed, notice filed, or exempt from registration. The Client
will be provided with the Independent Manager's Form ADV Part 2A - Disclosure Brochure (or a brochure that makes
the appropriate disclosures).
Silver Lake Capital’s investment strategies are primarily long-term focused, but the Advisor may buy, sell or re-
allocate positions that have been held for less than one year to meet the objectives of the Client or due to market
conditions. Silver Lake Capital will construct, implement and monitor the portfolio to ensure it meets the goals,
objectives, circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place
reasonable restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by
the Advisor.
Silver Lake Capital evaluates and selects investments for inclusion in Client portfolios only after applying its internal
due diligence process. Silver Lake Capital may recommend, on occasion, redistributing investment allocations to
diversify the portfolio. Silver Lake Capital may recommend specific positions to increase sector or asset class
weightings. The Advisor may recommend employing cash positions as a possible hedge against market movement.
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Silver Lake Capital may recommend selling positions for reasons that include, but are not limited to, harvesting capital
gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or
overweighting of the position[s] in the portfolio, change in risk tolerance of the Client, generating cash to meet Client
needs, or any risk deemed unacceptable for the Client’s risk tolerance.
At no time will Silver Lake Capital accept or maintain custody of a Client’s funds or securities, except for the limited
authority as outlined in Item 15 – Custody. All Client assets will be managed within the designated account[s] at the
Custodian, pursuant to the terms of the advisory agreement. Please see Item 12 – Brokerage Practices.
Retirement Accounts – When the Advisor provides investment advice to Clients regarding ERISA retirement accounts
or individual retirement accounts (“IRAs”), the Advisor is a fiduciary within the meaning of Title I of the Employee
Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are
laws
governing retirement accounts. When deemed to be in the Client’s best interest, the Advisor will provide investment
advice to a Client regarding a distribution from an ERISA retirement account or to roll over the assets to an IRA, or
recommend a similar transaction including rollovers from one ERISA sponsored Plan to another, one IRA to another
IRA, or from one type of account to another account (e.g. commission-based account to fee-based account). Such a
recommendation creates a conflict of interest if the Advisor will earn a new (or increase its current) advisory fee as a
result of the transaction. No client is under any obligation to roll over a retirement account to an account managed by
the Advisor.
Financial Planning Services - Silver Lake Capital will provide a variety of financial planning and consulting services
as part of its overall wealth management services. Financial planning services are offered in several areas of a
Client’s financial situation, depending on their goals and objectives. Generally, such financial planning services
involve preparing a formal financial plan or rendering a specific financial consultation based on the Client’s financial
goals and objectives. This planning or consulting may encompass one or more areas of need, including but not limited
to, investment planning, retirement planning, personal savings, education savings, insurance needs, and other areas
of a Client’s financial situation.
A financial plan developed for, or financial consultation rendered to the Client will usually include general
recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations
may be made that the Client start or revise their investment programs, commence or alter retirement savings,
establish education savings and/or charitable giving programs.
Silver Lake Capital may also refer Clients to an accountant, attorney or other specialists, as appropriate for their
unique situation. For certain financial planning engagements, the Advisor will provide a written summary of the
Client’s financial situation, observations, and recommendations. For consulting or ad-hoc engagements, the Advisor
may not provide a written summary. Plans or consultations are typically completed within six (6) months of contract
date, assuming all information and documents requested are provided promptly.
Financial planning and consulting recommendations pose a conflict between the interests of the Advisor and the
interests of the Client. For example, the Advisor has an incentive to recommend that Clients engage the Advisor for
investment management services or to increase the level of investment assets with the Advisor, as it would increase
the amount of advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made
by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the
recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the
Advisor.
Retirement Plan Advisory Services
The Advisor provides 3(38) retirement plan advisory services on behalf of the retirement plans (each a “Plan”) and
the company (the “Plan Sponsor”). The Advisor’s retirement plan advisory services are designed to assist the Plan
Sponsor in meeting its fiduciary obligations to the Plan and its Plan Participants. Each engagement is customized to
the needs of the Plan and Plan Sponsor. The Advisor provides Plan Participant Enrollment and Education. These
services are provided by the Advisor serving in the capacity as a fiduciary under the Employee Retirement Income
Security Act of 1974, as amended (“ERISA”). In accordance with ERISA Section 408(b)(2), the Plan Sponsor is
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provided with a written description of the Advisor’s fiduciary status, the specific services to be rendered and all direct
and indirect compensation the Advisor reasonably expects under the engagement.
C. Client Account Management
Prior to engaging Silver Lake Capital to provide investment advisory services, each Client is required to enter into an
agreement with the Advisor that define the terms, conditions, authority and responsibilities of the Advisor and the
Client. These services may include:
• Establishing an Investment Strategy – Silver Lake Capital, in connection with the Client, will develop a
strategy that seeks to achieve the Client’s goals and objectives.
• Asset Allocation – Silver Lake Capital will develop a strategic asset allocation that is targeted to meet the
investment objectives, time horizon, financial situation and tolerance for risk for each Client.
• Portfolio Construction – Silver Lake Capital will develop a portfolio for the Client that is intended to meet the
stated goals and objectives of the Client.
• Investment Management and Supervision – Silver Lake Capital will provide investment management and
ongoing oversight of the Client’s investment portfolio.
D. Wrap Fee Programs
Silver Lake Capital does not manage or place Client assets into a wrap fee program. Investment management
services are provided directly by Silver Lake Capital.
E. Assets Under Management
Silver Lake Capital is a newly established advisor. Assets under management shall be reported with the Advisor’s
next filing of this Disclosure Brochure. Clients may request more current information at any time by contacting the
Advisor.