Adviser Profile

As of Date 09/18/2026
Registration SEC, Approved, 02/16/2024
ADV Location SOUTH JORDAN, UT, United States
Contact Info 801 xxxxxxx
Websites
AUM* 4,108,276,355 80%
of that, discretionary 3,822,475,406 68%
Number of Employees 95 107%
of those in investment advisory functions 70 192%
Private Fund GAV* 0
Avg Account Size 229,474 58%
% High Net Worth 17.11% 1000%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

4B 3B 3B 2B 2B 1B 546M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date01/09/2026 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$241,992,236 % Position4.00% $ Change-11.00% # Change-5.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$210,082,257 % Position4.00% $ Change-9.00% # Change-13.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$175,446,307 % Position3.00% $ Change13.00% # Change8.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$202,304,551 % Position3.00% $ Change9.00% # Change6.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$151,289,549 % Position3.00% $ Change35.00% # Change8.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$95,313,339 % Position2.00% $ Change31.00% # Change27.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$89,813,259 % Position2.00% $ Change15.00% # Change11.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$91,689,360 % Position2.00% $ Change19.00% # Change14.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$40,159,255 % Position1.00% $ Change-3.00% # Change-2.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$63,572,524 % Position1.00% $ Change-7.00% # Change5.00%