Adviser Profile

AUM* 675,467,357 47%
of that, discretionary 675,467,357 47%
Number of Employees 10 25%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 374,428 24%
% High Net Worth 33.79% 16%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

675M 579M 482M 386M 289M 193M 96M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33733E823 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$38,463,565 % Position16.00% $ Change # Change
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$9,040,846 % Position4.00% $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$8,549,320 % Position4.00% $ Change # Change
Stck Ticker45782C532 Stock NameINNOVATOR ETFS TRUST $ Position$7,520,757 % Position3.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$7,042,735 % Position3.00% $ Change # Change
Stck Ticker88160R101 Stock NameTESLA INC $ Position$4,694,590 % Position2.00% $ Change # Change
Stck TickerH2906T109 Stock NameGARMIN LTD $ Position$3,924,079 % Position2.00% $ Change # Change
Stck Ticker931142103 Stock NameWALMART INC $ Position$4,279,531 % Position2.00% $ Change # Change
Stck Ticker369604301 Stock NameGE AEROSPACE $ Position$4,971,005 % Position2.00% $ Change # Change
Stck Ticker64110L106 Stock NameNETFLIX INC. $ Position$3,577,985 % Position2.00% $ Change # Change

Brochure Summary