9AT: DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/19/2026
Registration	SEC, Approved, 02/16/2024
ADV Location	STUART, FL, United States
Contact Info	772 xxxxxxx
Websites

AUM^*	268,989,599 65%
of that, discretionary	268,989,599 65%
Number of Employees	27 17%
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	268,989,599 65%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

Reported AUM

269M 231M 192M 154M 115M 77M 38M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Firm Description DUNN Capital Management, LLC (hereinafter referred to as “DUNN”, the “Firm”, “we”, “us”, “our”) is a Delaware limited liability company with its principal office located in Stuart, Florida and is applying for registration with the Securities and Exchange Commission (the “SEC”) as an investment adviser. The Firm is wholly owned by the Martin H. Bergin DUNN Interest Trust. DUNN has been in business since 1974. Services DUNN is registered with the Commodity Futures Trading Commission (“CFTC”) as a commodity pool operator (“CPO”) and commodity trading advisor (“CTA”) and is a member of the National Futures Association (“NFA”) in such capacities. Such registrations and membership do not imply that the SEC, the CFTC or the NFA have endorsed DUNN’s qualification to provide the advisory services set forth herein. As part of DUNN’s business as CPO, DUNN is responsible for managing excess cash

not required to maintain the futures positions. DUNN discharges this responsibility on behalf of the DUNN WMA, LLC fund (“Fund”, or “Client”) that it manages as CPO by hiring and supervising another registered investment adviser to manage such excess cash in securities. DUNN’s investment advisory services are limited to the selection and supervision of the registered investment adviser of the cash assets of DUNN WMA, LLC. As of December 1, 2023, DUNN had approximately $1.3 billion in assets under management (as to its CTA/CPO business) and $167,766,530 discretionary assets under management as to cash management services described above. DUNN does not offer tax, accounting, or legal advice. DUNN provides such services on a discretionary basis with respect to level 1 and level 2 assets. DUNN does not provide cash management services to the general public or to any fund or account other than the Fund.

DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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DUNN CAPITAL MANAGEMENT DUNN CAPITAL MANAGEMENT DUNN CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT

DUNN CAPITAL MANAGEMENT, LLC