Adviser Profile

As of Date 01/05/2026
Registration SEC, Approved, 02/05/2024
Other registrations (7)
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 181,283,949 26%
of that, discretionary 113,899,379 31%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 468,434 11%
% High Net Worth 36.36% 2%
SMA’s No
Private Funds 1 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

114M 98M 81M 65M 49M 33M 16M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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