Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 02/05/2024
Other registrations (10)
ADV Location DIAMOND BAR, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 141,993,039 23%
of that, discretionary 136,907,945 25%
Number of Employees 12
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 305,361 15%
% High Net Worth 5.81% 1%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

137M 117M 98M 78M 59M 39M 20M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary