Adviser Profile

AUM* 1,874,347,252 60%
of that, discretionary 1,871,980,128 60%
Number of Employees 64 49%
of those in investment advisory functions 60 40%
Private Fund GAV* 0
Avg Account Size 305,517 17%
% High Net Worth 8.84% 28%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 802M 535M 267M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$49,124,873 % Position4.00% $ Change32.00% # Change28.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$24,088,760 % Position2.00% $ Change1694.00% # Change1760.00%
Stck Ticker45782C649 Stock NameINNOVATOR ETFS TRUST $ Position$23,245,528 % Position2.00% $ Change3.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$30,546,790 % Position2.00% $ Change18.00% # Change-6.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$23,899,000 % Position2.00% $ Change5.00% # Change7.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$23,740,805 % Position2.00% $ Change8.00% # Change5.00%
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$9,633,170 % Position1.00% $ Change-5.00% # Change9.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$10,116,297 % Position1.00% $ Change5.00% # Change4.00%
Stck Ticker922042742 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$8,093,138 % Position1.00% $ Change4.00% # Change2.00%
Stck Ticker746729300 Stock NamePUTNAM ETF TRUST $ Position$6,905,710 % Position1.00% $ Change5.00% # Change-2.00%

Brochure Summary