Adviser Profile

AUM* 929,968,549 17%
of that, discretionary 926,092,757 16%
Number of Employees 11 22%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 433,350 18%
% High Net Worth 46.22% -4%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

926M 794M 661M 529M 397M 265M 132M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$21,048,298 % Position3.00% $ Change13.00% # Change-1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$12,821,257 % Position2.00% $ Change11.00% # Change0.00%
Stck Ticker031162100 Stock NameAMGEN INC $ Position$11,277,831 % Position2.00% $ Change4.00% # Change1.00%
Stck Ticker33739Q408 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$12,760,584 % Position2.00% $ Change-3.00% # Change-3.00%
Stck Ticker65339F101 Stock NameNEXTERA ENERGY INC $ Position$11,448,201 % Position2.00% $ Change-6.00% # Change0.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$13,243,224 % Position2.00% $ Change21.00% # Change-1.00%
Stck Ticker78467V608 Stock NameSSGA ACTIVE ETF TR $ Position$10,873,685 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$4,913,363 % Position1.00% $ Change41.00% # Change0.00%
Stck Ticker09260D107 Stock NameBLACKSTONE INC $ Position$3,767,836 % Position1.00% $ Change3.00% # Change1.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$7,896,808 % Position1.00% $ Change44.00% # Change0.00%

Brochure Summary