GLOBALT Investments LLC (“GLOBALT” or the “Firm”) was founded in 1990. It has been registered with the SEC as an Investment Adviser pursuant to the Investment Advisers Act of 1940 since 1991. Effective October 1, 2023, GLOBALT is a limited liability company owned by the employees and succeeding the “GLOBALT Investments” which had been a separately identifiable division of Synovus Trust Co. N.A. (its affiliate since 2002). GLOBALT is no longer affiliated with Synovus. As of November 6, 2023, GLOBALT’s successor registration was declared effective by the SEC, and reliance on the predecessor’s registration was no longer needed. The SEC declaring GLOBALT’s successor registration effective should not be mistaken for an endorsement. GLOBALT offers investment advisory services to individuals, high net worth individuals, corporations and institutions, banks and trust companies, pension and profit-sharing plans, estates and trusts, charitable organizations, and other investment advisers. Clients select (or GLOBALT recommends) a particular investment strategy. The investment advisory services are offered in the following manner:
• Separately Managed Accounts
• Wrap Fee Programs
• Model Portfolio Provider Platforms Discretionary accounts are managed in accordance with the selected strategy, subject to any specific and reasonable guidelines and restrictions imposed by the client, subject to GLOBALT’s acceptance of those restrictions. Client imposed restrictions may have an impact, perhaps materially so, on account performance. Additionally, GLOBALT participates as a portfolio manager in wrap-fee programs and also provides model portfolio recommendations to banks, broker dealers, investment advisers, or other financial services companies, who, in turn, offer the model portfolio to their respective clients. Certain strategies that we manage are offered under different names through different firms, but the underlying strategies are the same, within restrictions. Not all firms that hire us as a portfolio manager or model provider offer all of the strategies described. Business Continuity GLOBALT has a business continuity plan in place for the recovery of essential business functions and systems, in the event of a business disruption. GLOBALT’s Disaster Recovery and Business Continuity Plan consists of a cloud-based network, the full suite of Microsoft 365 services, and the firm also uses cloud native solutions for other key systems used. Redundant internet connections are maintained in the office with battery backup. The staff also works remotely as needed via a VPN, and are not reliant on the network at our headquarters or any other single location. Separately Managed Accounts (“SMA”) GLOBALT provides discretionary investment advisory services to separately managed account clients directly or through third party financial intermediary agreements, including accounts on behalf of non- affiliated broker dealers, banks, investment advisers and other financial intermediaries (collectively, “other advisers”). When clients engage GLOBALT’s services, they enter into a written Investment Management Agreement with GLOBALT; the Agreement outlines the nature of GLOBALT’s duties, provides required disclosures and the applicable fees. Clients who select GLOBALT to manage their SMA assets will typically do so under either a “single contract” or “dual contract” agreement. Under a dual contract agreement, the client typically has one contract with GLOBALT for investment advisory services and a separate and distinct agreement with another advisor or party for their services, apart from GLOBALT. Clients select investment strategies offered by GLOBALT, after consultation with GLOBALT or the client’s primary adviser in the other adviser relationship(s). It is generally the client’s responsibility or that of A328039V6 Page 5 the associated other adviser to periodically provide updated information regarding changes in the client’s financial and investment needs, risk tolerance, time horizon, goals and objectives, and as appropriate, provides or recommends changes to the investment strategy to GLOBALT. Investment strategy changes must be provided in writing to GLOBALT. GLOBALT’s role is to manage the client’s account in accordance with the investment strategy selected, subject to any reasonable and accepted restrictions imposed by the client. The client may also appoint or direct a custodial broker dealer to maintain custody of the client’s account assets and to execute securities transactions. Typically, the broker dealer custodian is the broker dealer available to the client through the other adviser’s investment advisory platform or financial intermediary. GLOBALT will receive a separate investment management fee, or a portion of the program fee, for providing these investment management services. In some SMA accounts, clients pay a single fee to the other adviser, who covers some or all of the following services: portfolio management, custody, administration, commissions and other costs incurred for trades executed. Wrap Fee Programs GLOBALT provides its investment strategies on a discretionary basis to accounts under wrap fee programs sponsored by other firms. With respect to wrap fee programs, the program sponsors recommend and assist clients in selecting the appropriate investment strategy, including GLOBALT, that take into account the client’s financial situation, experience, and investment objectives. GLOBALT relies on program sponsors and their financial advisors to fulfill certain responsibilities with regard to program clients. Generally, program sponsors assume tasks such as: (1) client identification; (2) delivery of GLOBALT’s Brochure; (3) delivery of GLOBALT’s privacy notice; and (4) ensuring GLOBALT’s products and services are suitable to the client’s investment objectives. GLOBALT’s role is to manage the client’s account according to the investment strategy selected by the client. Clients are permitted to impose reasonable investment restrictions, but these restrictions may impact performance of their accounts. In these wrap fee programs, clients generally pay a single “wrap” fee to the program sponsor, who covers some or all of the following services: portfolio management, custody, administration, commissions and other costs incurred for trades executed by the sponsor. GLOBALT receives a portion, generally .10% to .45% of this wrap fee. Subject to its duty to seek best execution for client transactions, GLOBALT will generally execute trades through the sponsor since the fee paid by the client generally includes the cost of transactions. Wrap fee clients should review the program sponsor’s ADV Part 2A - Appendix 1, Wrap Fee Program Brochure, for program details, minimum portfolio size, conflicts of interest, fees and disclosures. Model Portfolio Provider Platform GLOBALT has been retained as a Model Portfolio Provider for several model portfolio provider platforms. Under these arrangements, GLOBALT makes available its model portfolios or investment strategies to other investment advisers, broker dealers, banks and other financial intermediaries, through a Unified Managed Account (UMA) platform, model strategist program overlay manager or similar structure (together, the “platform”). As a model portfolio provider, GLOBALT designs, monitors and updates the portfolio. GLOBALT then provides model changes and rebalancing triggers to these platforms, but generally does not provide investment management services or oversight directly to any client that participates in the platform, nor will GLOBALT have any discretionary authority or responsibility for implementing its recommendations or placing trades on behalf of participating accounts. The platforms determine the applicability, timing and execution of implementation of the model portfolios for their applicable clients. GLOBALT anticipates that the platform will generally follow the model portfolio allocations and directions from GLOBALT. However, the platform has investment discretion to invest and may deviate from the model portfolios or client directions provided. These factors of discretion, security selection, direction or trading timing may result in associated account performance discrepancies from those accounts managed via SMA or wrap fee program, as well as from other platforms. A328039V6 Page 6 In these arrangements, GLOBALT generally will not have an advisory agreement directly with the client and assets are classified as under advisement. In exchange for providing services, GLOBALT receives a portion of the fees paid by the clients to the platform. In some cases, GLOBALT may agree to provide to retirement plan sponsors or third-party providers an Investment Objective Questionnaire or Risk Tolerance Questionnaire that may assist the participants in identifying the appropriate investment strategy to select. The model provider platforms or strategist programs determine the documents, terms and conditions of the programs, which may vary from program to program. For more information about each platform, clients should review the model provider platform’s ADV Part 2A - Appendix 1, Program Brochure, for program details, minimum portfolio size, conflicts of interest, fees and disclosures. Types of Investments (Strategies) innovatETF Strategies® The innovatETF Strategies seek to reduce portfolio volatility and minimize downside risk when possible, while delivering competitive risk-adjusted returns over a full market cycle. The strategies start with a long-term strategic neutral allocation to five asset classes (U.S. Equities, Non-U.S. Equities, Fixed Income, Real Estate, Alternative Investments, and Cash) based on long-term (strategic) risk tolerance and return requirements that can be over or under weighted on a shorter- term (tactical, dynamic) basis. The investment process for making asset allocation and security selection decisions includes a proprietary quantitative model, as well as qualitative

analysis evaluated by an experienced team of portfolio managers. There are seven strategies segmented by strategic risk/return objectives -- Defensive, Conservative, Balanced, Growth, and High Growth. Exchange Traded Funds (ETFs) are the securities that are used to express the asset allocations underlying positions.
• U.S. equities - large-cap, mid-cap, small-cap, growth, value
• Foreign equities - developed markets, emerging markets, regions and/or countries
• U.S. fixed income - corporate, government, high yield, agency, municipal
• Real estate - real estate investment trusts
• Alternatives - metals, other commodities, absolute return funds, opportunistic investments
• Foreign debt - sovereign debt, emerging debt
• Cash - cash and short-term cash equivalents There is a $100,000 target minimum portfolio size required for these services, which may be negotiable under certain circumstances. Income Growth This portfolio may be suitable for the investor looking for current income and income growth, with a secondary consideration of capital appreciation. This strategy seeks to provide above market income stream and temper volatility by exposure to dividend paying securities through investments, primarily in domestic and international Equity and Fixed Income ETFs, REITs and some alternatives. Defensive This portfolio with a fixed income bias, may be appropriate for investors with a cautious risk tolerance and/or shorter investment time horizon. The focus of the strategy, primarily utilizing A328039V6 Page 7 ETFs, is to mitigate overall volatility and provide downside protection, while producing total investment returns consistent with a more conservative portfolio over a market cycle 1. Conservative This portfolio may be suitable for the cautious investor, one with a lower risk tolerance and/or shorter investment time horizon. The portfolio combines modest potential for capital appreciation with potential for downside protection by investing in a diversified portfolio, generally with a fixed income bias. Balanced This portfolio may be suitable for the investor who wants to achieve steady growth, while limiting fluctuation to less than that of the overall stock market. The portfolio combines investments primarily in equity and fixed income ETFs to provide investors with balanced and varied exposure to the stock and bond markets. This portfolio may be appropriate for investors who primarily seek long-term capital appreciation with a more moderate risk profile. Growth This portfolio may be suitable for investors with a relatively high tolerance for risk and a longer investment time horizon. The main objective of this portfolio is capital appreciation, and investors should be able to tolerate fluctuations in their portfolio values. While this portfolio will experience volatility similar to that of the equity markets, exposure to fixed income markets may lower the volatility relative to an all-equity portfolio. Environmental Social and Governance Growth (ESGG) This portfolio seeks long term capital appreciation and may be suitable for an investor with a relatively high-risk tolerance and a long-time horizon. This strategy is managed by the same investment process as the innovatETF Growth Strategy, with the exception of the security selection component. ETFs selected in this strategy have the ESG criteria integrated into their investment methodology, whereas the innovatETF Growth Strategy does not retain that requirement. Certain market segments do not allow for ESG criteria but are included in the portfolio. Selections are based on various factors which may include similarities to the Non-ESG innovatETF Growth Strategy, alternatives, market capitalization, trading liquidity, and expenses. High Growth This portfolio may be suitable for investors who have both a higher tolerance for risk and a long- term investment time horizon. The main objective of this portfolio is to construct a high growth portfolio. Investors should be able to tolerate substantial fluctuations in portfolio value from year to year. The portfolio seeks long term capital appreciation through investments primarily in domestic and international ETFs. Fixed Income (ETF) This fixed income portfolio may be appropriate for investors with an income investment objective. The focus of the strategy, utilizing ETFs is to provide a diverse fixed income allocation with similar investments and objectives comparable to the Barclays Capital Government/Credit Bond Index. GLOBALT offers equity, fixed income and asset allocation strategies, generally utilizing equities, fixed income securities and exchange traded funds (ETFs). The goal of GLOBALT’s investment process is to strive to deliver competitive returns versus the appropriate benchmark. From time-to-time, GLOBALT may provide custom investment advisory services and portfolios to clients. The custom advisory products include, but are not limited to, equity, fixed income or ETF portfolios. For ongoing management 1 GLOBALT defines a market cycle as the period between the two latest highs/lows of a common benchmark, highlighting a fund’s performance through both, an up and down market. A328039V6 Page 8 of each strategy below, the minimum portfolio size is listed. In our sole discretion, we may accept portfolios below these stated minimums. Not all products or services are available to all programs or platforms. Separately Managed Account, wrap fee program, and model provider program platform clients may be subject to different minimum portfolio sizes and fee schedules, as determined and disclosed by the program sponsor or platform. Equity Strategies Large Cap Core This equity portfolio consists primarily of large cap U.S. equities representing multiple sectors and/or industries and includes securities characteristics of the S&P 500 Index. Target minimum portfolio size is $200,000. Large Cap Core Growth This equity portfolio consists primarily of large cap U.S. growth equities representing multiple sectors and/or industries and includes securities characteristics of the S&P 500 Index and the Russell 1000 Growth Index. The strategy focuses on higher growth and lower income generating investments. Target minimum portfolio size is $200,000. Large Cap Opportunistic Growth This portfolio consists primarily of large cap U.S. growth equities representing multiple sectors and/or industries and includes securities characteristic of the Russell 1000 Growth Index. Target minimum portfolio size is $200,000. Equity Income This portfolio consists primarily of large cap U.S. equities representing multiple sectors and/or industries and includes securities characteristics of the S&P High Yield Dividend Aristocrats Index. The Index is “designed to measure the performance of the 60 highest dividend yield S&P Composite constituents, which have followed a managed dividends policy of consistently increasing dividends every year for at least 25 years.” The Strategy has a yield target of at least 1.5x that of the S&P 500 Index. The portfolio has a minimum target to invest 90% of holdings in dividend paying securities. Target minimum portfolio size is $100,000. Environmental, Social & Governance (ESG) This portfolio integrates ESG considerations characteristics and analysis into our investment decision making process, at both the individual security and holistic portfolio level; while excluding stocks of specific companies involved in certain business models such as alcohol manufacturers, tobacco manufacturers, gambling, adult entertainment, and providing abortions as a means of birth control. Companies are automatically excluded if any of these activities are greater than 10% of a company’s total revenues. Portfolios are constructed to have overall ESG characteristics. GLOBALT utilizes a third-party ESG information provider, Sustainalytics, for its quantitative ESG metrics and characteristics. The process specifically excludes stocks of all companies that are in Sustainalytics Severe Risk category (Risk Score of 40 and above). The Risk Rating Score is evaluated in the context of its Sector Peer scores and factors of the overall portfolio. Target minimum portfolio size is $100,000. Fixed Income Strategies Intermediate Term Fixed Income This portfolio is managed and monitored with a weighted average maturity between 3 and 10 years, consisting of fixed income products to include: certificates of deposit, U.S. government treasury bills A328039V6 Page 9 and bonds, investment grade corporates, U.S. government agencies and investment grade municipal bonds. Target minimum portfolio size is $1 million. State Tax-Free Fixed Income This portfolio provides state tax-free income, invested primarily with state and local municipal bonds, with similar investments and objectives benchmarked to Barclays Capital 10 Year Municipal Bond Index. Target minimum portfolio size is $1 million. Minimum portfolio sizes may be negotiable under certain circumstances. As of December 31, 2023, GLOBALT’s assets under management and advisement were as follows: Discretionary $2,661,690,190 Non-Discretionary $0 Total Assets Under Management $2,661,690,190 Assets Under Advisement* $361,173,305 Total Firm Assets* $ 3,022,863,495 *Assets under Advisement include assets from non-affiliated firms where GLOBALT provides investment advisory services and model-based business but has no trading authority, no discretion to effect trades and no supervisory responsibility over the assets in the program, such as for its model portfolio provider platform services. Therefore, Assets Under Advisement (AUA) is different than Assets Under Management (AUM). Total Firm Assets represents the combined total of both AUM and AUA.